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  <front>
    <journal-meta><journal-id journal-id-type="publisher">GC</journal-id><journal-title-group>
    <journal-title>Geoscience Communication</journal-title>
    <abbrev-journal-title abbrev-type="publisher">GC</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Geosci. Commun.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">2569-7110</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/gc-4-303-2021</article-id><title-group><article-title>Fracking bad language – hydraulic fracturing and<?xmltex \hack{\break}?> earthquake risks</article-title><alt-title>Fracking bad language – hydraulic fracturing and earthquake risks</alt-title>
      </title-group><?xmltex \runningtitle{Fracking bad language -- hydraulic fracturing and earthquake risks}?><?xmltex \runningauthor{J.~J.~Roberts et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Roberts</surname><given-names>Jennifer J.</given-names></name>
          <email>jen.roberts@strath.ac.uk</email>
        <ext-link>https://orcid.org/0000-0003-4505-8524</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Bond</surname><given-names>Clare E.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1442-2901</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Shipton</surname><given-names>Zoe K.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-2268-7750</ext-link></contrib>
        <aff id="aff1"><label>1</label><institution>Department of Civil and Environmental Engineering, James Weir Building, University of Strathclyde,<?xmltex \hack{\break}?> 75 Montrose Street, Glasgow G1 1XJ, Scotland, UK</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Department of Geology and Petroleum Geology, School of Geosciences,
Meston Building,<?xmltex \hack{\break}?> University of Aberdeen, Aberdeen AB24 3UE, Scotland, UK</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Jennifer J. Roberts (jen.roberts@strath.ac.uk)</corresp></author-notes><pub-date><day>11</day><month>June</month><year>2021</year></pub-date>
      
      <volume>4</volume>
      <issue>2</issue>
      <fpage>303</fpage><lpage>327</lpage>
      <history>
        <date date-type="received"><day>16</day><month>July</month><year>2020</year></date>
           <date date-type="rev-request"><day>25</day><month>August</month><year>2020</year></date>
           <date date-type="rev-recd"><day>20</day><month>March</month><year>2021</year></date>
           <date date-type="accepted"><day>23</day><month>April</month><year>2021</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2021 Jennifer J. Roberts et al.</copyright-statement>
        <copyright-year>2021</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021.html">This article is available from https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021.html</self-uri><self-uri xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021.pdf">The full text article is available as a PDF file from https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e112">Hydraulic fracturing, or fracking, is a borehole stimulation technique used
to enhance permeability in geological resource management, including the
extraction of shale gas. The process of hydraulic fracturing can induce
seismicity. The potential to induce seismicity is a topic of widespread
interest and public concern, particularly in the UK where seismicity induced by hydraulic fracturing has halted shale gas operations and triggered moratoria. Prior to 2018, there seemed to be a disconnect between the conclusions of expert groups about the risk of adverse impacts from
hydraulic-fracturing-induced seismicity and the reported level of public
concern about hydraulic fracturing induced seismicity. Furthermore, a range of terminology was used to describe the induced seismicity (including tremors,
earthquakes, seismic events, and micro-earthquakes) which could indicate the
level of perceived risk. Using the UK as a case study, we examine the
conclusions of expert-led public-facing reports on the risk (likelihood and
impact) of seismicity induced by hydraulic fracturing for shale gas
published between 2012 and 2018 and the terminology used in these reports.
We compare these to results from studies conducted in the same time period
that explored views of the UK public on hydraulic fracturing and
seismicity. Furthermore, we surveyed participants at professional and public
events on shale gas held throughout 2014 asking the same question that was
used in a series of surveys of the UK public in the period 2012–2016, i.e.
“do you associate shale gas with earthquakes?”. We asked our participants
to provide the reasoning for the answer they gave. By examining the
rationale provided for their answers, we find that an apparent polarisation
of views amongst experts was actually the result of different
interpretations of the language used to describe seismicity. Responses are
confounded by the ambiguity of the language around earthquake risk, magnitude, and
scale. We find that different terms are used in the survey responses to
describe earthquakes, often in an attempt to express the risk (magnitude,
shaking, and potential for adverse impact) presented by the earthquake, but that
these terms are poorly defined and ambiguous and do not translate into
everyday language usage. Such “bad language” around fracking has led to
challenges in understanding, perceiving, and communicating risks around
hydraulic-fracturing-induced seismicity. We call for multi-method approaches
to understand the perceived risks around geoenergy resources and suggest that
developing and adopting a shared language framework to describe earthquakes
would alleviate miscommunication and misperceptions. Our findings are
relevant to any applications that present – or are perceived to present – the
risk of induced seismicity. More broadly, our work is relevant to any topics
of public interest where language ambiguities muddle risk communication.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e124">Shared decision-making on complex sociotechnical issues such as climate
change requires effective dialogue between stakeholders, including
academics, regulators, industry, policy makers, civil society, and the public. However,
clear communication to support effective dialogue presents challenges.
Geoscience topics can face particular communication<?pagebreak page304?> challenges for several
reasons. First, geoscience underpins many issues of environmental and
societal importance, such as resource development (water, mineral, and energy resources)
and understanding and mitigating climate change. These issues are not
only important for future generations but also associated activities (e.g.
resource extraction and the development of low-carbon energy projects) have direct and indirect socioeconomic and environmental impacts at a range of scales
(Leach, 1992; Vergara et al., 2013; Adgate et al., 2014; Stephenson et al.,
2019). Second, many geoscience concepts and technologies, as well as the
geological resources that modern lives depend on, are uncertain or
unfamiliar to the wider public. This is complicated by the fact that the
Earth's subsurface is by nature both heterogenous and largely inaccessible.
Amongst geoscientists, uncertainties around, for example, geological
heterogeneity, affect the confidence of predicted geological properties or
structure (Lark et al., 2014; Bond, 2015) and can lead to differing
interpretations of the subsurface (Bond et al., 2007; Alcalde et al., 2019;
Shipton et al., 2019) – even scientific dispute; compare the interpretations of the North Sea Silverpit Crater (Stewart and Allen, 2002,
2004; Underhill, 2004) or causes of the Lusi mud volcano (Mazzini, 2018;
Tingay et al., 2018). Third, the inaccessibility of and general
unfamiliarity with the subsurface can make it challenging for laypeople to
conceptualise it (Gibson et al., 2016) and, particularly, to conceptualise
geological processes or climate and engineering risks (Taylor et al., 2014).
Finally, geoscience terminology is often ambiguous, incomprehensible for
many outside – and within – the discipline, or has multiple meanings. As
an example, it is common to use ambiguous phrases or descriptors such as
“deep” in the Earth, “low levels” of contaminants, a “large” fault, or
“geological timescales”. Even the technical language used to describe
geological observations can imply a specific conceptual model or processes,
or have slightly misleading meanings relating to the outdated origins of the
word, both of which can lead to miscommunication amongst geoscience experts
(Shipton et al., 2019; Bond et al., 2007). A key finding of this
paper is that language ambiguity around earthquakes presents challenges for
geoenergy communication and decision-making.</p>
      <p id="d1e127">Stakeholder perspectives have diverged on issues such as the risk or of the geological disposal of radioactive waste (Vander Becken et al., 2010; Lowry, 2007), shale gas (Graham et al., 2015), and urban planning (Marker, 2016). Hydraulic fracturing (often referred to as “fracking”, sometimes spelt “fraccing” or “fracing”) for shale gas presents one such high-profile example. Here, we explore the perception of, and terminology around, the risks (likelihood and impact) of induced seismicity presented by hydraulic fracturing for shale
gas in the UK context. This work is timely – how we use the subsurface is
changing as we transition to a low-carbon economy, new technologies and new
ways of using the subsurface are anticipated in coming decades (Stephenson
et al., 2019), and there is a clear need for further social scientific
insights to inform risk management and communication around
geoenergy-induced seismicity (Trutnevyte and Ejderyan, 2018).</p>
      <p id="d1e130">To frame our work, we consider the importance of communication, including
language and framing amongst stakeholders, and provide an overview of shale
gas exploration and development and induced seismicity, with a particular
focus on the UK as a case study. We then present our research in two parts.
In Sect. 2, we examine how the risk of induced seismicity is described in
expert-led technical reports and in public perception studies of hydraulic
fracturing. In Sect. 3, we present our survey approach and results to
investigate the perceived risk of seismicity induced by hydraulic fracturing for
shale gas and explore how understanding of perceived risk is complicated by
language ambiguity around seismicity<fn id="Ch1.Footn1"><p id="d1e133">We use the term seismicity in
the body of this paper as a catch-all term to describe the phenomena of
rapidly radiated seismic energy that has been described by terms that
include earthquakes, tremors, and so on. Second, although we focus on
seismicity in this paper, in doing so we do not construe any specific
importance to this or other issues associated with shale gas extraction. We
merely use it as a pertinent example of the importance of language use in
scientific communication.</p></fn>. We discuss our findings and their
implications in Sect. 4.</p>
      <p id="d1e137">Our findings are applicable to a range of geological applications which
could induce seismicity (including hydropower dam construction, carbon
capture and storage, geothermal energy extraction, energy storage, etc.),
many of which are considered fundamental to delivering a sustainable future
(Trutnevyte and Ejderyan, 2018; Stephenson et al., 2019). Furthermore, the
findings around language and communication and understanding perceived risk
are applicable to issues beyond geological engineering and are key for
supporting stakeholder dialogue for shared decision-making.</p>
<sec id="Ch1.S1.SS1">
  <label>1.1</label><title>Language and communication in geosciences</title>
      <?pagebreak page305?><p id="d1e148">There have been growing moves to increase public involvement in scientific
issues – from funding priorities and data collection, to policy decisions –
particularly on topics with social and environmental importance such as
climate change, flooding, energy policy, and genetically modified crops
(e.g. Rowe et al., 2005; Parkins and Mitchell, 2005; Horlick-Jones et al.,
2007; Nisbet, 2009). This progression brings a new communication challenge, i.e. for scientists, policy makers, and the public to be able to share
information, concepts, and ideas, and to make shared decisions, they must be
able to understand each other. The truth is that within languages there are
subsections that are only accessible to those with technical expertise on
the matter at hand. Specific language frameworks and jargon are prevalent
within specific disciplines and underpin the explanation of concepts between
experts (Montgomery, 1989; Collins, 2011). However, such language can be
incomprehensible to those outside the subject area (Leggett and Finlay,
2001; Sharon and Baram-Tsabari, 2014). This creates an “unequal
communicative relationship,” whereby laypeople struggle to comprehend the
technical language and goals set by experts (Fischer, 2000, p. 18),
particularly as many experts are ill-equipped in communicating with members of
the public (Simis et al., 2016).</p>
      <p id="d1e151">This unequal communicative relationship is likely enhanced in the
geosciences where seemingly nontechnical, uncertain, or ambiguous terms are
used routinely but assume tacit understanding. As an example, geoscientists
may refer to the dip and strike of faults, joints, or cleavage; these are all terms which have specific meanings in geology but also
have other meanings in the English language. But tacit understanding is not
reliable; loose use of language, ambiguity, and poorly defined technical
terms can lead to misunderstanding even amongst experts (van Loon, 2000;
Doust, 2010) and between subdisciplines (Collins, 2011).</p>
      <p id="d1e154">It is well established that how individuals perceive new information is
influenced by factors such as expertise, context, prior knowledge, and the
language used (McMahon et al., 2015; Venhuizen et al., 2019). Values and
motivation, including affiliations and world view, have particular
influence on perceptions of risk and the assessment of any new information
(NASEM, 2017; Roberts et al., 2020) and how the information
is framed (Pigeon, 2020). Consider the original work on framing by Tverskey
and Kahneman (1981). In their example, when disease treatment options were
framed positively (lives saved) rather than negatively (lives lost) people
chose more risky treatment options. Similar work has found that how
geoscience data and information are framed affects decision-making (Taylor et
al., 1997; Barclay et al., 2011; Alcalde et al., 2017).</p>
      <p id="d1e157">There was a notable shift in the framing of positive and negative arguments
around shale gas extraction in the UK. Early arguments adopted local frames,
such as concerns about local effects like induced seismicity, traffic, and
noise. These arguments were replaced by global frames such as concerns about
the climate change implications of developing onshore gas resources (Hilson,
2015) or the changing role of natural gas in the energy transition
(Partridge et al., 2017). But, as we show in the remainder of this section,
induced seismicity kept a high public and political profile in the UK.</p>
</sec>
<sec id="Ch1.S1.SS2">
  <label>1.2</label><title>Hydraulic fracturing, induced seismicity, and shale gas development</title>
      <p id="d1e168">Hydraulic fracturing (often referred to as “fracking”) is the process of
fracturing rocks at depth by injecting pressurised fluids. The process
locally increases the permeability of the rock formation, which is useful for
a range of applications from improving water extraction (Cobbing
and Ó Dochartaigh, 2007) and enhancing deep geothermal energy production
(Breede et al., 2013) to enabling the recovery of natural gas trapped in
rocks with a low permeability, such as “tight gas” or shale gas (Mair et
al., 2012). Hydraulic fracturing also occurs in nature, usually where
geological processes cause geofluids to become overpressured enough to
overcome the rock strength and cause the rock to fracture (e.g. Engelder
and Lacazette, 1990; Fall et al., 2015).</p>
      <p id="d1e171">For shale gas extraction, hydraulic fracturing is one of several processes
that allows the hydrocarbons to be recovered from the low-permeability rocks
in which they are trapped (King, 2012). A borehole might be hydraulically
fractured as part of shale gas exploration or development, where exploration
refers to activities that investigate the commercial viability of a potential
shale gas resource and development refers to activities that support the
commercial production of the resource.</p>
      <p id="d1e174">As a rock fractures, seismic energy is released (e.g. Tang and Kaiser, 1998)
as a seismic event or seismicity. For shale gas hydraulic fracturing,
because the fracturing process is caused by human activity, the seismicity is categorised
as being human-induced seismicity or, simply, induced seismicity. Many
processes induce seismicity, from mining and quarrying and filling and
dewatering reservoirs to disposing of wastewaters by injection into rock
formations (Westaway and Younger, 2014; Pollyea et al., 2019).
However, not all seismic events have any detectable effect in terms of being
felt at the surface or even recorded (Kendall et al., 2019).</p>
      <p id="d1e177">There are a number of approaches to quantifying, and reporting on, the size of a seismic event. The moment magnitude (<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) relates to the seismic moment, which is the energy released by the event. The local magnitude (<inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) measures the ground displacement. The two scales of <inline-formula><mml:math id="M3" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> are fundamentally different, and so the <inline-formula><mml:math id="M5" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M6" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of a
seismic event can diverge, particularly for large (<inline-formula><mml:math id="M7" display="inline"><mml:mo lspace="0mm">&gt;</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M8" display="inline"><mml:mi>M</mml:mi></mml:math></inline-formula> 6.0) and
small (<inline-formula><mml:math id="M9" display="inline"><mml:mo lspace="0mm">&lt;</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M10" display="inline"><mml:mi>M</mml:mi></mml:math></inline-formula> 2.0) events (Clarke et al., 2019; Kendall et al., 2019).
Seismologists prefer <inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> because it relates to the properties of the
fracture (the seismic moment) and because <inline-formula><mml:math id="M12" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> breaks down for events
below <inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2.0 (Kendall et al., 2019). However, <inline-formula><mml:math id="M14" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is easier to use
for real-time reporting, and so it is used to report seismic events and to
regulate induced seismicity (Butcher et al., 2017). A variety of terms are
used by both experts and laypeople to describe a seismic event, including
earthquakes, tremors, and micro-earthquakes. Seismologists have proposed
particular terminology based on the property of a seismic event, such as the
frequency content or the magnitude (for example, see Bohnhoff et al., 2010;
Eaton et al., 2016), but there is no common classification framework. This
poses questions such as “How big is a small earthquake?” (Kendall et al.,
2019).</p>
      <p id="d1e321">Hydraulic fracturing will be accompanied by the release of seismic energy as the
rock is fractured by the fluid pressure (Kendall et al., 2019). The energy
released by an individual fracture is small, typically representing <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M16" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1.5 (Mair et al., 2012), but if hydraulic fracturing fluids reach a
prestressed fault then larger events can occur (Clarke et al., 2019). Induced
seismicity is, thus, inherent in hydraulic fracturing. But there are
uncertainties regarding the measurement, forecasting of, and magnitude of
these events (Kendall et al.,<?pagebreak page306?> 2019). The nominal detection level for the UK
seismic monitoring network (seismograph stations operated by the British
Geological Survey) is <inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2.0 (i.e. events above <inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2 might be
measured at the surface; Kendall et al., 2019), or <inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2.5 in urban
areas due to background noise. Acoustic monitoring systems away from
background noise, such as in mines, can record very small seismic events down
to magnitude <inline-formula><mml:math id="M20" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">w</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M21" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>4 (Kwiatek et al., 2011; Jalali et al., 2018). Whether
or not an event is felt at the surface depends on several factors, including
the seismic moment, the hypocentral depth and the attenuating properties,
the structure of the rocks through which the energy travels, and other local
conditions, such as the stiffness of the ground, the background noise, and the
time of day (Butcher et al., 2017; Kendall et al., 2019). Furthermore, recorded
<inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is dependent on the seismic detection network, including the array
density and location distance between the source and the detector (Butcher et al.,
2017).</p>
      <p id="d1e405">Incidences of felt seismicity associated with hydraulic fracturing for shale
gas in the UK, US, Canada, and China are well documented (Warpinski et al.,
2012; Verdon and Bommer, 2021; Schultz et al., 2020), but when shale gas
exploration began in the UK circa 2009, this was not the case. Despite many
thousands of hydraulic fracturing treatments, there were no recorded or reported
incidences of felt seismicity associated with fracking in the shale gas
basins first developed in the USA (Verdon and Bommer, 2021). Seismic events
that had been felt were due to the geological disposal of hydraulic fracturing
wastewater rather than the fracking process itself (e.g. Elsworth,
2013). However, in 2011, a series of seismic events with maximum magnitude
(<inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) 2.3 (Clarke et al., 2014) occurred at the Preese Hall shale gas
exploration site in Lancashire (northwestern England, UK), suspending operations.
These seismic events led shale gas activities to have a high public and
political profile (Green et al., 2012; Selley, 2012; Clarke et al., 2014),
receiving widespread media coverage and stimulating a wave of public
protests against shale gas activities (Matthews and Hansen, 2018; Jaspal and Nerlich, 2014). The UK
government introduced a moratorium on hydraulic fracturing for 6 months
following the 2011 events. In December 2012, the UK government lifted the
moratorium in England and Wales (Alessi and Kuhn, 2012), but in Scotland,
moratoria have been applied by Scottish Government. The UK government
introduced new regulatory requirements intended to effectively mitigate
seismic risks (DECC, 2013a, b), including a traffic light system
(Fig. 1) based on the local magnitude (<inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) of induced events. In
November 2019, the moratorium was reapplied following publication of the Oil
and Gas Authority (OGA)'s report (BEIS, 2019a; OGA, 2019) on a series of seismic
events of up to 2.9 <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> that occurred at the Preston New Road shale gas
site, also in Lancashire, in August 2019. Since the 2011 events at Preese
Hall, many more incidences of felt seismicity related to hydraulic
fracturing have been documented in the UK and internationally (Schultz et al., 2020; Verdon and Bommer,
2021). It is now understood that the occurrence of felt seismicity from
hydraulic fracturing is highly site specific and depends on the geological and
geomechanical conditions of the reservoir and the hydraulic fracturing
operation design (Schultz et al., 2020; Verdon and Bommer, 2021), as well as
local characteristics (Butcher at al., 2017).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e443">The UK's traffic light system for regulating induced
seismicity from hydraulic fracturing activities for shale gas extraction,
figure from the Department of Energy and Climate Change (DECC, 2013b), made by the OGA. The traffic
light system is based on a risk mitigation technique originally developed
for geothermal energy production (Cremonese et al., 2015). It requires
operators to monitor seismic activity in real time and, if seismic events are
detected, to proceed or stop, depending on the magnitude (<inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) of these events. Under this regulation, activities at Preston New Road were suspended several times during hydraulic fracturing in December 2018 (OGA, 2019).</p></caption>
          <?xmltex \igopts{width=227.622047pt}?><graphic xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021-f01.png"/>

        </fig>

      <p id="d1e463">It is with this backdrop that we examine the available evidence of expert
and nonexpert perspectives on the risk of hydraulic-fracturing-induced
seismicity and the terminology used to describe these risks.</p>
</sec>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Induced seismicity and hydraulic fracturing – a review of perspectives and language used</title>
      <p id="d1e475">In order to investigate expert and nonexpert views and language preferences
around induced seismicity and hydraulic fracturing in the UK, we must first
define what is meant by the terms “expert” and “nonexpert” in this context. Expert
is a flexible term but is usually applied to a person considered to be
particularly knowledgeable or skilled in a certain field (Lightbody and
Roberts, 2019). Here, we consider expertise to refer to in-depth knowledge
about an aspect of the<?pagebreak page307?> hydrocarbon industry, be it technical (environmental
regulation, oil field services, including geoscience, and petroleum
engineering) or topical (energy policy and politics, energy or gas markets,
regulation, environmental impact assessment, financing projects, and
investments). The wider public or lay audiences are not expected to have
in-depth technical or topical expertise, and so we refer to them as
“nonexpert” or “lay” audiences in this paper. However, we understand that such categorisations are simplistic; the public can hold valuable
experiential and contextual knowledge rather than (but not excluding)
technical or topical knowledge.</p>
      <p id="d1e478">To examine expert and nonexpert perspectives on induced seismicity, we
review publicly available resources published before November 2019. For
expert views, we look to reports from expert groups, such as learned
societies, expert panels, and scientific enquiries. These reports draw on a
range of sources, including peer-reviewed publications in scientific
journals, and so represent the state of expert knowledge that is articulated
for nonexpert audiences, including the public. We do not consider
peer-reviewed publications in scientific journals; the outcomes of such
studies will be captured within the expert reports, and peer-reviewed
publications are not intended for public readership. For lay perspectives,
we examine social science studies examining public opinions on hydraulic
fracturing, looking for evidence of public views on induced seismicity in
particular.</p>
      <p id="d1e481">We restrict our study to the risk of induced seismicity from hydraulic
fracturing reported by expert and lay audiences and the associated language
used. We do not seek to determine whether the risk is considered to be
acceptable and to whom or the variables that influence this.</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e488">A compilation of publicly available expert reports on
hydraulic fracturing for shale gas which address induced seismicity, the key
conclusion regarding risks of induced seismicity, and the phrasing used in
the reports to refer to seismicity. While we primarily examine policy-facing
reports from the UK, we include examples from EU policy, Australia, and the
US.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.93}[.93]?><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="5.5cm"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="5.5cm"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="5.1cm"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Year</oasis:entry>
         <oasis:entry colname="col2">Report (purpose)</oasis:entry>
         <oasis:entry colname="col3">Conclusion on (risk of) induced seismicity</oasis:entry>
         <oasis:entry colname="col4">Terminology used to describe seismicity</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">2012</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Mair et al. (2012) <?xmltex \hack{\hfill\break}?>Royal Society and Royal Academy of Engineering (2012) – “Shale gas extraction in the UK: a review of hydraulic fracturing”. <?xmltex \hack{\hfill\break}?>(Report commissioned by UK Government Chief Scientific Adviser.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“Seismic events induced by hydraulic fracturing … do not produce ground shaking that will damage buildings. The number of people who feel small seismic events is dependent on the background noise” (pp. 16). <?xmltex \hack{\hfill\break}?>“Magnitude 3 <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> may be a realistic upper limit for seismicity induced by hydraulic fracturing (Green et al., 2012)” (pp. 41). <?xmltex \hack{\hfill\break}?>The report recommends a traffic light system to be put in place (transferred learning from geothermal energy developments).</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Varied terminology, including the terms “induced seismicity”, “seismic event”, “vibrations”, “felt/not felt”, “magnitude”, and “intensity”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Forster and Perks (2012) <?xmltex \hack{\hfill\break}?>Report prepared by AEA Technology, plc for the European Commission Directorate-General for Environment – “Identification of Potential Risks for the Environment and Human Health arising from Hydrocarbons Operations involving Hydraulic Fracturing in Europe”. <?xmltex \hack{\hfill\break}?>(Report commissioned by the European Commission Directorate-General for Environment to inform policy.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The risk of “significant” induced seismic activity was considered to be low, the frequency of significant seismic events is judged to be “rare”, and the potential significance of this impact is “slight” (pp. 60).</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Tend to refer to “very small magnitude”, “seismic activity”, and “Earth tremors”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Green et al. (2012) <?xmltex \hack{\hfill\break}?>Preese Hall shale gas fracturing review and recommendations for induced seismic mitigation. <?xmltex \hack{\hfill\break}?>(Report commissioned by the Department of Energy and Climate Change (DECC) to examine the possible causes of seismicity at Preese Hall in April–May 2011.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The report concludes that the observed seismicity in April–May 2011 was induced by the hydraulic fracture treatments at Preese Hall. The authors also conclude that the risk of induced seismicity should not prevent further hydraulic fracture operations in this area, provided that proposed best practice operational guidelines are implemented and followed.</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">The authors primarily refer to “earthquakes” or “seismic events” and sometimes refer to “small” events or earthquakes.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Kavalov and Pelletier (2012) <?xmltex \hack{\hfill\break}?>European Commission Joint Research Centre (2012) – “Shale Gas for Europe: Main Environmental and Social Considerations”. <?xmltex \hack{\hfill\break}?>(Undertaken by the European Commission's in-house science service to provide evidence-based scientific support to the European policy-making process.)</oasis:entry>
         <oasis:entry colname="col3">“Drilling and hydraulic fracturing activities may lead to low-magnitude earthquakes” (pp. 26). <?xmltex \hack{\hfill\break}?>The authors make no conclusions on risk but recommend that “the severity and probability of this hazard should be carefully assessed on a site-by-site basis”.</oasis:entry>
         <oasis:entry colname="col4">Refer to “low-magnitude earthquakes”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">2013</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">DECC (2013c) <?xmltex \hack{\hfill\break}?>DECC report “About shale gas and hydraulic fracturing (fracking)”. <?xmltex \hack{\hfill\break}?>(Government response to common questions raised in the UK-wide consultation on shale gas and fracking.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Regulations are designed to “ensure that seismic risks are effectively mitigated”.</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">A mix of terms are used, including “seismicity”, “events”, “activity”, and “tremors”. The most frequent term is “earthquake”, which is used in some cases with qualifiers such as “perceptible”, “large”, “small”, and “very small”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">National Research Council (2013)  <?xmltex \hack{\hfill\break}?>US National Research Council – “Induced Seismicity Potential in Energy Technologies”.</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“The process of hydraulic fracturing a well as presently implemented for shale gas recovery does not pose a high risk for inducing felt seismic events” (pp. 18).</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Refer to “earthquakes” and “seismicity”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Cook et al. (2013) <?xmltex \hack{\hfill\break}?>Australian Council of Learned Academies (ACOLA) unconventional gas production – a study of shale gas in Australia. <?xmltex \hack{\hfill\break}?>(Report to the Prime Minister's Science, Engineering, and Innovation Council.)</oasis:entry>
         <oasis:entry colname="col3">Induced seismicity from hydraulic fracturing itself does not pose a high safety risk (pp. 137). Risks can be managed by adopting a range of mitigation steps.</oasis:entry>
         <oasis:entry colname="col4">“Earthquakes” or “seismicity” are used most often but with qualifiers such as “minor”, “low magnitude”, and “felt”.</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T2" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e673">Continued.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.95}[.95]?><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="5.5cm"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="5.5cm"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="5.1cm"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Year</oasis:entry>
         <oasis:entry colname="col2">Report (purpose)</oasis:entry>
         <oasis:entry colname="col3">Conclusion on (risk of) induced seismicity</oasis:entry>
         <oasis:entry colname="col4">Terminology used to describe seismicity</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">2014</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">European Commission (2014) <?xmltex \hack{\hfill\break}?>European Commission recommendation on minimum principles for the exploration and production of hydrocarbons using high-volume hydraulic fracturing. <?xmltex \hack{\hfill\break}?>(EU regulation and legislation.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The recommendations refer only to risk assessment protocols for induced seismicity and not the risk of seismicity.</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Refers only to “seismicity”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Scottish Government (2014) <?xmltex \hack{\hfill\break}?>Expert scientific panel on unconventional oil and gas development. <?xmltex \hack{\hfill\break}?>(Report from an expert panel set up by the Scottish Government.)</oasis:entry>
         <oasis:entry colname="col3">The “seismic effects are expected to be small in magnitude” (pp. 39); there is a “very low likelihood of felt seismicity” from fracking (pp. 48).</oasis:entry>
         <oasis:entry colname="col4">A number of phrases are used. “Seismicity” is often preceded by “micro-”, “trigger”, “induce”, or “felt”. Also refers to “tremors” and (“natural”) “earthquake”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">2015</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">TFSG (2015) <?xmltex \hack{\hfill\break}?>Task Force on Shale Gas – “Assessing the Impact of Shale Gas on the Local Environment and Health”. <?xmltex \hack{\hfill\break}?>(Second report by the industry-funded expert panel Task Force on Shale Gas.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“Shale gas operations have the potential to cause tremors, albeit not at a level higher than … other comparable industries in the UK nor at a frequency or magnitude significantly higher than natural UK earthquakes” (pp. 9).</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Refer mostly to “earthquakes” and “tremors” (and, to a lesser extent, “events”), but these terms are often preceded with words such as “small”, “tiny”, “minor”, and “micro-”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Cremonese et al. (2015) <?xmltex \hack{\hfill\break}?>Institute for Advanced Sustainability Studies (IASS) – Potsdam Policy Brief on Shale Gas and Fracking in Europe. <?xmltex \hack{\hfill\break}?>(Policy brief to inform European Policy.)</oasis:entry>
         <oasis:entry colname="col3">“The rock fracturing process generates small seismic events of a very low magnitude (micro-seismicity), which are not generally felt by humans.” <?xmltex \hack{\hfill\break}?>Site-specific stress investigations will significantly lower risk of triggering major events. (pp. 3).</oasis:entry>
         <oasis:entry colname="col4">Refer to “small” induced “seismic events” and “micro-seismicity”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">2016</oasis:entry>
         <oasis:entry colname="col2">Baptie et al. (2016) <?xmltex \hack{\hfill\break}?>Unconventional Oil and Gas Development – Understanding and Monitoring Induced Seismic Activity. <?xmltex \hack{\hfill\break}?>(Report commissioned by the Scottish Government.)</oasis:entry>
         <oasis:entry colname="col3">Hydraulic fracturing to recover hydrocarbons is generally accompanied by earthquakes with magnitudes of less than 2 <inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> that are too small to be felt. (pp. 2).</oasis:entry>
         <oasis:entry colname="col4">Only refer to “earthquakes” and “seismicity” or “seismic activity” but often specify that these events are induced. Sometimes refers to “felt”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">2018</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Scottish Government (2018) <?xmltex \hack{\hfill\break}?>Report for the Scottish Government's Strategic Environmental Assessment (SEA) on unconventional gas. <?xmltex \hack{\hfill\break}?>(Report commissioned by the Scottish Government.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The risk of fracking-induced felt seismicity causing damage to properties or people at the surface is considered to be very low (para 13.9). Risk table (14.1) reports that felt seismic activity would have minor negative or negligible effect on activities.</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">A number of terms are used, including “felt seismicity”, “earthquakes”, and “trigger”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Delebarre et al. (2018) <?xmltex \hack{\hfill\break}?>House of Lords Briefing paper CBP 6073 – “Shale gas and fracking”. <?xmltex \hack{\hfill\break}?>(Briefing paper to inform the House of Lords debate.)</oasis:entry>
         <oasis:entry colname="col3">No position indicated but quotes several expert reports that state that the risk of induced seismicity can be managed.</oasis:entry>
         <oasis:entry colname="col4">“Seismicity” is used most frequently. “Earthquakes” and “events” are also commonly used. “Tremor” and “trigger” are used infrequently.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">2019</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Department for Business, Energy, and Industrial Strategy (BEIS, 2019b) <?xmltex \hack{\hfill\break}?>Guidance on fracking – developing shale gas in the UK (updated 12 March 2019). <?xmltex \hack{\hfill\break}?>(UK Government Department for Business, Energy, and Industrial Strategy.)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“Measures are in place to mitigate seismic activity” (Sect. 1, par 4).</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">“Seismicity” or “seismic activity” are most often used. Does not refer to “earthquakes”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Oil and Gas Authority (OGA, 2019) <?xmltex \hack{\hfill\break}?>OGA – “Interim report of the scientific analysis of data gathered from Cuadrilla's operations at Preston New Road”. <?xmltex \hack{\hfill\break}?>(Summary outcomes from four reports commissioned by OGA in response to induced seismicity at Preston New Road.)</oasis:entry>
         <oasis:entry colname="col3">It is currently not possible to “reliably eliminate or mitigate induced seismicity” (pp. 13).</oasis:entry>
         <oasis:entry colname="col4">“Seismicity” is most often used, with some reference to “events” and “activity”.</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

      <p id="d1e892">A summary of the conclusions on the risk of shale-gas-induced seismicity
from expert-led publications are shown in Table 1 and from studies of
public perceptions around shale gas topics in Table 2. It should be noted
that in the review period (2012 to 2019) the state of knowledge about
hydraulic fracturing induced seismicity was evolving, as outlined in Sect. 1.2.</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T3" specific-use="star"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e898">A compilation of published studies which report on public
perceptions of induced seismicity in the UK. These are divided into surveys
(many of them UK-wide) and more qualitative approaches, such as focus groups,
and each group is ordered chronologically in terms of when the data were
gathered (not in terms of when the papers were published). We identified
whether the phrasing used to describe seismic events was dictated by the
language of the survey questions, the researcher undertaking the analyses,
or the participants themselves.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.90}[.90]?><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="justify" colwidth="1.5cm"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="1.8cm"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="4.5cm"/>
     <oasis:colspec colnum="4" colname="col4" align="justify" colwidth="5.5cm"/>
     <oasis:colspec colnum="5" colname="col5" align="justify" colwidth="3.6cm"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Source</oasis:entry>
         <oasis:entry colname="col3">Year data collected (method or approach; sample size)</oasis:entry>
         <oasis:entry colname="col4">Findings on public perception of induced seismicity</oasis:entry>
         <oasis:entry colname="col5">Phrases used <?xmltex \hack{\hfill\break}?>(by whom)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Surveys</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Andersson-Hudson et <?xmltex \hack{\hfill\break}?>al. (2016)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2014 (University of Nottingham YouGov survey – closed questions; sample size – 3822)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Whether or not “earthquakes” are associated with hydraulic fracturing is an indicator of opposition or support for shale gas.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Earthquake” (researcher's phrasing in the closed survey question).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Craig et al. <?xmltex \hack{\hfill\break}?>(2019)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2014 (face-to-face surveys in four locations – open questions; total sample size – 120)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Risk of “increased seismicity” was ranked eighth out of 10 identified risks associated with fracking.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Increased seismic activity” (researcher's phrasing in their analysis of open-question response).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Evensen (2017)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2014 (University of Nottingham YouGov survey – closed questions; sample size – 3823 for the US survey; sample size – 1625 for the UK survey)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">UK public associated “earthquakes” with shale gas more than US public.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Earthquake” (researcher's phrasing in the closed survey question).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Whitmarsh et <?xmltex \hack{\hfill\break}?>al. (2015)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2014 (local and regional online survey – closed questions; sample size – 1457)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">When asked if they were concerned about the risks of  “earthquakes” from shale gas fracking, 40.4 % agreed and 20.8 % disagreed.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Earthquake” (researcher's phrasing in the closed survey question).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Howell (2018)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2015 (YouGov online omnibus survey – closed question; sample size – 1745)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Fracking could cause “earthquakes and tremors” (43.2 % agree; 18.8 % disagree).</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Earthquake” or “tremor” (researcher's phrasing in the closed survey question).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Andersson-Hudson et <?xmltex \hack{\hfill\break}?>al. (2019)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2016 (University of Nottingham YouGov survey – closed question; sample size – 4992)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Whether or not “earthquakes” are associated with hydraulic fracturing is an indicator of opposition or support for shale gas.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Earthquake” (researcher's phrasing in the closed survey question).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">McNally et <?xmltex \hack{\hfill\break}?>al. (2018)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2017 (face-to-face surveys in one location – open and closed questions; sample size – 200)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">“Seismicity” was raised as a common concern when the survey used a “fracking” frame but was not when survey used a “hydraulic pressure” frame.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Seismicity” (researcher's phrasing in their analysis of the open-question response).</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Evensen et <?xmltex \hack{\hfill\break}?>al. (2019)</oasis:entry>
         <oasis:entry colname="col3">2019 (YouGov online survey – closed question; sample size – 2777)</oasis:entry>
         <oasis:entry colname="col4">Some level of concern around the risks of “seismic activity” is implicit in the public attitudes towards the traffic light system (which is perceived not to be stringent enough).</oasis:entry>
         <oasis:entry colname="col5">“Seismic activity” (researcher's phrasing in the closed survey question).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Deliberative approaches</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Whitmarsh et <?xmltex \hack{\hfill\break}?>al. (2014)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2013–2014 (deliberative interviews – sorting risk cards; sample size – 30)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Minor earthquakes were ranked 13th out of 19 predefined risks.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Minor earthquake” (researcher's phrasing in risk cards which interviewees ranked).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Williams et <?xmltex \hack{\hfill\break}?>al. (2017)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2013 (six deliberative focus groups; total sample size – 48)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Explicit concern about induced seismicity was not expressed.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Seismicity” (researcher's phrasing in their analysis).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Thomas et <?xmltex \hack{\hfill\break}?>al. (2017a)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2014 (series of four 1 d deliberative workshops, with two in UK and two in the US; total sample size – 55)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Some concerns were raised regarding earthquake risk, but these were not particularly important in the context of the deliberations. However, all four groups felt that if shale development were to cause earthquakes, no matter how small, then shale gas should not be pursued at all.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Earthquake” (researcher's phrasing in their analysis).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2">Bradshaw and Waite (2017)</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">2016 (qualitative analysis of a public enquiry into shale gas in Lancashire, UK; sample size – not applicable)</oasis:entry>
         <oasis:entry rowsep="1" colname="col4">Concerns about seismic activity were voiced by the public during the inquiry proceedings.</oasis:entry>
         <oasis:entry rowsep="1" colname="col5">“Seismic activity” (researchers' phrasing in the paper).</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Bryant (2016)</oasis:entry>
         <oasis:entry colname="col3">2016 (Citizens' Jury in Lancashire; sample size – 15)</oasis:entry>
         <oasis:entry colname="col4">Questions about seismic activity were asked, but concerns about induced seismicity was not explicitly mentioned in the deliberation outcomes.</oasis:entry>
         <oasis:entry colname="col5">The terms “real” or “genuine” earthquake and “natural tremor”, as referred to by participants.</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Expert and lay perspectives on the risk of induced seismicity for
hydraulic fracturing</title>
      <p id="d1e1192">All expert reports that we reviewed, and which examined seismicity risk,
concluded that the risks of induced seismicity from hydraulic fracturing in
the UK are very low, and that any induced events will be below the threshold
of felt seismicity (Table 1). It is, therefore, fair to surmise that there is
general agreement amongst expert bodies that the risks of hydraulic-fracturing-induced seismicity are lower than or no different to other types of seismicity caused by human activity. To be clear, agreement on low risks associated with
induced seismicity does not reflect agreement on or support for other
aspects of shale gas exploration and development, such as the business case
for, or environmental ethics of, fracking (Howell, 2018; Van de Graaf et
al., 2018).</p>
      <p id="d1e1195">All studies of public perceptions (nonexpert) around shale gas topics in
the UK find that the public associate the risk of induced seismicity with
hydraulic fracturing. However, risk of contamination of drinking water is
more often of larger concern than induced seismicity. These studies and
their findings are summarised in Table 2. Table 2 also illustrates the
similarities and differences in the phrases used in these studies to refer to
induced seismicity. These differences are typically introduced by
researchers either in the research design or the analysis, rather than reflecting the phrasing used by participants. To examine insights from these studies in
more detail, we first summarise findings from cross-public surveys before we
look to the results of dialogic and deliberative research. In each case,
mindful that public views may have been evolving, the studies are presented
chronologically in the order in which they were conducted (not the order in
which they were published). As before, we are interested in the perceived
risks of, and language around, induced seismicity and not the public opinion
around fracking for shale gas, though the latter is the primary motivation
for many of the studies that we examined.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e1200">Responses to the 10 University of Nottingham surveys
administered between 2012–2014 via YouGov to assess public perspectives on
shale gas development (O'Hara et al., 2016). During the period 2012–2014, the number of participants that associate shale gas with earthquakes decreases, while the number of participants that do not associate shale gas with earthquakes or do not know increases. Results from the additional two surveys administered between 2014–2016 are not publicly available.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021-f02.png"/>

        </fig>

      <p id="d1e1210">A number of closed-response surveys have been undertaken to assess UK-wide
public attitudes towards shale gas and related topics. The most
comprehensive of these in terms of a longitudinal data set is the YouGov
survey organised by University of Nottingham. The survey was administered 12 times in the period March 2012–October 2016 (Andersson-Hudson et al.,
2016; O'Hara et al., 2016). Following a knowledge question which filtered
out participants who did not know what hydraulic fracturing or shale gas was,
respondents were then asked questions about multiple aspects of shale gas
development. A question asked regarding whether they do or do not associate
earthquakes with shale gas, with the option to answer “do not know”. In the
period 2012–2014, there is a steady decline in the number of participants
who associate shale gas extraction with earthquakes and a corresponding
increase in those that do not (Fig. 2). In the three surveys conducted in
2014, the responses appear to have stabilised.</p>
      <?pagebreak page311?><p id="d1e1213">The Energy and Climate Change Public Attitudes Tracker is a quarterly
UK-wide survey conducted by the Department of Business, Energy and
Industrial Strategy (BEIS, previously the Department of Energy and Climate
Change, DECC), to capture changing public attitudes towards energy and
climate change issues. Questions about shale gas were included in the survey
from June 2012, and since 2015, the reasons for support, opposition, or no view
have been enquired about (Howell, 2018). Of the reasons for opposition
to shale gas, one that is consistent across the BEIS surveys is the “risk of
earthquakes”, which is ranked fourth out of five common concerns (Bradshaw and
Waite, 2017). Opinium Research led two online surveys to explore public
attitudes to fracking in 2014 and 2015 (reported in Howell, 2018). The
survey did not ask participants about perceived risks. However, questions
from Opinium Research were adapted for a different online omnibus survey
fielded by YouGov, also in 2015 (Howell, 2018). Howell (2018) found the
majority (43.2 %) of respondents who answered a knowledge question about
shale gas correctly agreed that “fracking could cause earthquakes and
tremors”, whereas 18.8 % disagreed (the remainder answered “do not know”).
However, the level of positive response for earthquakes and tremors ranked
towards the lowest in the range of negative environmental and social risks
(including damage to the local environment, water contamination, negative
affect on climate change, and health risks). A one-off online survey in 2014
(Whitmarsh et al., 2015) finds that 40.4 % of participants agreed that
they are “concerned about the risks of earthquakes from shale gas
fracking”, with 20.8 % reporting that they disagreed, and the remainder
undecided. In this survey, the public were marginally less concerned about
earthquakes than they were about water contamination.</p>
      <p id="d1e1216">The UK National Survey of Public Attitudes
Towards Shale Gas conducted in April 2019 is the first to seek to
understand what the public knows or thinks about specific regulations for
shale gas, including the “traffic light system” for monitoring and
regulating induced seismicity (Evensen et al., 2019). The majority of
participants felt that the traffic light guidance is not stringent enough,
and would oppose any changes to raise the threshold to 1.5 <inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>,
suggesting that concerns around risks of induced seismicity from hydraulic
fracturing remain (Evensen et al., 2019).</p>
      <p id="d1e1230">Overall, these surveys indicate that seismicity induced by hydraulic
fracturing is an important issue for the public. However, as is the nature of
surveys, to some degree the topics of concern are pre-identified during the
survey design and are shaped by the phrasing question (a problem that is
well-documented in research methods and risk research; see, for example,
Gaskell et al., 2017). For example, the Whitmarsh et al. (2015) survey asked
questions in the style “I am concerned about [environmental risk]”; other
questions in the same survey were focused on risks around energy security or
energy prices, and did not use the words “concern” or “risk”, both of which
have negative associations. Similarly, Howell (2018) found the question,
“fracking could cause earthquakes and tremors”, is interpreted to be a
negative statement about fracking, rather than, say, a factual statement.
Furthermore, we note that statements regarding earthquake risk were conditional
(“could cause”), whereas all other provided risks except for water
contamination were unconditional (“will cause”).</p>
      <p id="d1e1233">A total of two studies adopted open survey questions. Craig et al. (2019) studied
public views towards fracking and how these changed with distance from a
region of County Fermanagh with potential shale gas resources and a granted
petroleum exploration license. Survey results, which were gathered in 2014,
indicated that risk of “increased seismicity” ranked eighth amongst the 10
risks considered to be a concern by survey respondents. All of the
identified risks increased with proximity of residence to the licensing
area, including the perceived risk of increased seismicity due to hydraulic
fracturing. McNally et al. (2018) found seismicity ranked third out of four
common disadvantages identified from an open question about advantages and
disadvantages of fracking. When the same question was asked about “using
hydraulic pressure to extract natural gas”, seismicity was not raised as a
disadvantage.</p>
      <p id="d1e1236">Analysis of qualitative data presented in the public inquiry on planning
permission for shale gas development in<?pagebreak page312?> Lancashire (held in 2016) found that
“seismic activity was raised regularly in the public sessions. Several of those who spoke had first-hand experience of seismic activity, having felt the tremors from Cuadrilla's hydraulic fracturing at Preese Hall in 2011” (Bradshaw and Waite, 2017).</p>
      <p id="d1e1240">Williams et al. (2017) report on deliberative focus group discussions on
shale gas development. The groups were held in northern England in 2013, and
Williams et al. (2017) reported that explicit concern about induced seismicity was
not expressed, although some groups did express “worst-case scenario”
thinking around a number of potential risk and impact pathways (Williams et
al., 2017). Similarly, a series of 1 d deliberations in the UK and the US,
held in 2014, found that participants did not express particular concern
about induced seismicity (Thomas et al., 2017a). In deliberative interviews
held in Wales in 2013–2014 the risk of earthquakes or tremors was ranked
13th out of 19 pre-identified risks in a card-sorting exercise
(Whitmarsh et al., 2014). In 2016, a Citizens' Jury (a format for public
deliberation) was held in Preston, Lancashire (northwestern England) approximately 15 km from the Preese Hall shale gas development. Transcriptions from the
proceedings show that while participants raise questions around earthquake
risks from shale gas extraction (and geological CO<inline-formula><mml:math id="M30" display="inline"><mml:msub><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:math></inline-formula> storage), concerns
about induced seismicity are not reported to be a dominant issue (Bryant,
2016).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Language used by expert and lay audiences on the risk of induced
seismicity</title>
      <p id="d1e1261">As Jaspal and Nerlich (2014) reflect, terms such as “earthquakes” evoke
imagery of destruction and disaster, whereas phrases like “seismic activity” or “tremors” are less threatening. Since language is not a neutral tool, the
choice of words used by experts, social researchers, and public participants
might be carefully chosen to communicate particular meaning.</p>
      <p id="d1e1264">Experts use a range of terms to describe induced seismicity (Table 1). The
seismic events themselves might be referred to as “micro-seismic events”, “seismicity”, and “earthquakes”. A distinction is
made between natural and induced earthquakes and the events that may occur from hydraulic fracturing or other human-caused activities are described as being “induced” by or
“triggered” by these activities, where induced can mean solely due to fracking and
triggered can mean that the occurrence was accelerated by fracking but
might have occurred naturally. The authors use qualifiers such as “minor”, “low”, and
“small” to indicate the magnitude of seismicity associated with fracking. Finally,
while the consequences of seismicity are sometimes referred to in terms of
“vibrations” or “tremors” and more often there is a distinction between “felt” and “not felt” events.</p>
      <p id="d1e1267"><?xmltex \hack{\newpage}?>In some cases, the language around seismicity in policy reports is
inconsistent and confusing. For example, a DECC (2013c) report lays out
regulatory requirements designed “to ensure that seismic risks are
effectively mitigated” (p. 6) and “to prevent any more earthquakes being
triggered by fracking” (p. 19). But the regulations allowed induced seismic
events of magnitude (<inline-formula><mml:math id="M31" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) <inline-formula><mml:math id="M32" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 0.5 (“green light”), implying that
these events are not considered to be earthquakes, although no definition of
the term is provided. On the next page (p. 20), an additional qualifier is
added which works around this contradiction; the regulations are “designed
to prevent any more <italic>perceptible</italic> earthquakes being triggered by fracturing”. The 2019
OGA report (which summarised a series of studies commissioned by the OGA to
understand and learn from the induced seismicity observed at the Preston New
Road development in 2018) concluded that rules based on the current
understanding of induced seismicity cannot be “reliably applied to
eliminate or mitigate induced seismicity” (OGA, 2019). The authors of this
OGA report do not define what is meant by induced seismicity (i.e. what
magnitude will not be reliably mitigated). As outlined in Sect. 2.1, it is
not possible to eliminate risks of all magnitudes of induced seismicity from
the hydraulic fracturing process.</p>
      <p id="d1e1292">In comparison, the terminology to describe the induced seismicity reported in
public perception studies is much less varied (Table 2). However, in many
cases, the phrases are selected by the researchers, either when designing
the survey question or when reporting on the research outcomes. For example,
four of the five closed-question surveys about induced seismicity refer to
risk of “earthquakes”. The researchers designing closed-question surveys might have
opted to use the term “earthquake”, since it is commonplace and widely
understood, whereas “seismic activity” might be considered to be jargon.
Results from the only survey to add a size qualifier, asking about
“earthquakes or tremors” (Howell, 2018), are very similar to the results of surveys which simply
asked about “earthquakes”.</p>
      <p id="d1e1296">In contrast, of the phrasing chosen by researchers to communicate outcomes
from qualitative methods, only one study refers to “earthquakes” (Thomas et al., 2017a).
Instead, researchers reporting qualitative methods use terms such as
“seismic activity”, “seismicity”, or “minor earthquakes”. These terms might have been selected to reflect the level of
risk perceived by participants. The phrases that the public themselves adopted
are not reported in these studies, except for in the report on the Citizens'
Jury on fracking where, in their questions, participants wanted to come to
grips with whether the 2011 Preese Hall seismic events had been
“real” or “genuine” (i.e. caused by hydraulic fracturing) or a “natural tremor” (i.e. background seismicity)
(Bryant, 2016, pp. 14).</p>
      <p id="d1e1299">While dialogic or deliberative studies in the UK find that risks of induced
seismicity tend not to take precedence in the public discussions, that is not
to say that the risks are acceptable. Thomas et al. (2017a) report that
deliberative groups in<?pagebreak page313?> the UK and the US felt that, if shale gas development
were to cause earthquakes, however small, then development should not be pursued.
Similarly, Williams et al. (2017) reports how one deliberative group
reflected that public tolerances to industrial activities which induce
seismicity may have changed such that activities that were acceptable in the
past are no longer acceptable to the public. Finally, early results from a
recent investigation into public attitudes to the UK government's traffic
light system to regulate induced seismicity suggest that participants
support stringent monitoring of induced seismicity (Evensen et al., 2019).
These insights imply that the public's risk tolerance to induced seismicity
from shale gas production is low.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Knowledge, language, and risks of induced seismicity</title>
      <p id="d1e1310">The physical process of hydraulic fracturing will, by definition, release
seismic energy – whether the release of this energy is detectable as an
event or not. Accordingly, the expert reports that we reviewed conclude
that there is risk of induced seismicity from hydraulic fracturing, albeit
low. Depending on how the term earthquake is defined (e.g. “How big is a small
earthquake?”; Kendall et al., 2019), it could be argued that assertions used
to gauge public views such as “shale gas development is associated with
earthquakes” are factual. Might the questions indicate level of knowledge
of the association, rather than indicate the level of perceived risk? Howell (2018) finds that respondents who correctly answer a knowledge question
about shale gas are more likely to agree with the statement “fracking could
cause earthquakes and tremors” (43.2 %) than to answer that they do not know
(38.0 %) or to disagree (18.8 %). Furthermore, Andersson-Hudson et al. (2019) find that laypeople who are more knowledgeable about shale gas have more
unified views. Indeed, all cross-public surveys studied here find that
motivations determine public responses: associating fracking with
earthquakes negatively correlates with support for the technology and relates
to demographic variables, including political views and gender
(Andersson-Hudson et al., 2016, 2019; Howell, 2018; O'Hara et al., 2016;
Evensen, 2017). These findings align with similar studies in Europe
(Lis et al., 2015; Evensen, 2018), the US (Boudet et al., 2014; Graham et
al., 2015), and Canada (Thomas et al., 2017b).</p>
      <p id="d1e1313">In summary, through our review and analysis of previous surveys, reports, and
papers, we have revealed uncertainties in the perceived risk of seismicity
induced by hydraulic fracturing for shale gas. There is broad agreement
amongst experts that, while induced seismicity is associated with hydraulic
fracturing, the likelihood of felt seismicity is dependent on context-specific
technical factors. All the expert reviews concluded that the risk presented
by such seismicity is low. Generally, these reports distinguish between felt
and not felt seismic events, but there is no systematic use of terminology
to describe seismicity or the risk it presents. We find that associations
between induced seismicity and shale gas are common across nearly all public
studies that we reviewed. Perceived risk is not ubiquitous amongst all members of the
public, and often, other reported environment or social risks take
prevalence. However, the level of perceived risk of induced seismicity and
understanding around the topic is difficult to compare due to differences in
research approaches and the language used to elicit and report on public
views. Given the ambiguities in terminology around hydraulic-fracturing-induced seismicity, it is interesting to consider whether questions around the
risk of earthquakes might be understood or interpreted differently
according to, say, the participants' views about shale gas or understanding of
the hydraulic fracturing process. And are ambiguous terms, such as
earthquake or tremor, potentially loaded or leading?</p>
      <p id="d1e1316">In the next section, we explore whether or not knowledge levels affect
whether seismicity is associated with shale gas, and how the language used
in the questions asked affects the answers provided.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>A survey to examine the rationale and language use behind perspectives on induced seismicity and hydraulic fracturing</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Methodology</title>
<sec id="Ch1.S3.SS1.SSS1">
  <label>3.1.1</label><title>Data collection</title>
      <p id="d1e1342">We recruited 387 participants from a series of geoscience events on shale
gas that were held in 2014, including conferences and public talks (see
Table 3). We invited attendees to voluntarily complete and return the
surveys, which were anonymous. Our sample includes 204 participants from
shale-gas-specific conferences, 85 participants from geoscience conferences
(that were not shale gas specific), and 98 participants from science
outreach events<fn id="Ch1.Footn2"><p id="d1e1345">These events lasted between 1–2 h and consisted
of an interactive talk (by one or more of the authors of this paper)
followed by a discussion session. All three talks were part of small local
events held in Scotland.</p></fn> on shale gas. Since a number of individuals
attended several of the conferences and events, we requested that people only
complete the survey once.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4" specific-use="star"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e1352">The events where attendees were invited to anonymously
complete surveys. Public events were generally small local events.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="5cm"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="7cm"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Acronym</oasis:entry>
         <oasis:entry colname="col2">Event name (location; date)</oasis:entry>
         <oasis:entry colname="col3">Description</oasis:entry>
         <oasis:entry colname="col4">No. (surveys)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col4">Shale-gas-specific events </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">ESGOS</oasis:entry>
         <oasis:entry colname="col2">European Shale Gas and Oil Summit <?xmltex \hack{\hfill\break}?>(London; September 2014)</oasis:entry>
         <oasis:entry colname="col3">An industry-led conference on shale gas.</oasis:entry>
         <oasis:entry colname="col4">40</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">UGA</oasis:entry>
         <oasis:entry colname="col2">Unconventional Gas (Aberdeen; March <?xmltex \hack{\hfill\break}?>2014)</oasis:entry>
         <oasis:entry colname="col3">An industry-led conference on shale gas.</oasis:entry>
         <oasis:entry colname="col4">28</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">SGUK</oasis:entry>
         <oasis:entry colname="col2">Shale Gas UK (London; March 2014)</oasis:entry>
         <oasis:entry colname="col3">An industry-led conference on shale gas.</oasis:entry>
         <oasis:entry colname="col4">98</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col4">Geoscience events </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">TSG</oasis:entry>
         <oasis:entry colname="col2">Tectonic Studies Group Annual Conference (Cardiff; January 2014)</oasis:entry>
         <oasis:entry colname="col3">The annual conference of the Geological Society of London specialist group covers a range of topics relevant to tectonic studies. The event included a technical session on hydraulic fracturing and induced seismicity, followed by an open discussion.</oasis:entry>
         <oasis:entry colname="col4">57</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">CCG</oasis:entry>
         <oasis:entry colname="col2">Communicating Contested Geoscience <?xmltex \hack{\hfill\break}?>(London;  June 2014)</oasis:entry>
         <oasis:entry colname="col3">A Geological Society of London conference about issues facing controversial geoscience topics, including shale gas.</oasis:entry>
         <oasis:entry colname="col4">66</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry namest="col1" nameend="col4">Public events </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">TFA</oasis:entry>
         <oasis:entry colname="col2">TechFest (Aberdeen; September 2014)</oasis:entry>
         <oasis:entry colname="col3">Talk and discussion at a local science festival.</oasis:entry>
         <oasis:entry colname="col4">30</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">CSA</oasis:entry>
         <oasis:entry colname="col2">Café Science (Aberdeen;  February <?xmltex \hack{\hfill\break}?>2014)</oasis:entry>
         <oasis:entry colname="col3">Talk and discussion at a Café Science, a popular science communication series organised across the UK.</oasis:entry>
         <oasis:entry colname="col4">59</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">CHL</oasis:entry>
         <oasis:entry colname="col2">Coffee House Lectures (Glasgow; <?xmltex \hack{\hfill\break}?>November 2014)</oasis:entry>
         <oasis:entry colname="col3">Talk and discussion at a local research communication series.</oasis:entry>
         <oasis:entry colname="col4">9</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S3.SS1.SSS2">
  <label>3.1.2</label><title>Survey design</title>
      <p id="d1e1547">We adapted a subset of questions from the University of Nottingham surveys
(O'Hara et al., 2014; Andersson-Hudson et al., 2016). The questions
were intended to gather information on the perceived risks and level of
support for shale gas development and asked for closed answers to a series
of statements about shale gas. Crucially, in our modified survey,
participants were asked to provide reasoning for the answers they gave.</p>
      <?pagebreak page314?><p id="d1e1550"><?xmltex \hack{\newpage}?>Conference participants were asked to report which sector they worked in,
and all participants were asked to report their sources of information about
or experience of shale gas.</p>
      <p id="d1e1554">Full survey data (raw and analysed) are available; see the data availability
statement at the end of the paper.</p>
</sec>
<sec id="Ch1.S3.SS1.SSS3">
  <label>3.1.3</label><title>Data analysis</title>
      <p id="d1e1565">In this work, we consider only the responses to the closed question,
“Please state whether you do or do not associate earthquakes with shale gas”, to which respondent could select either “do”, “do not”, or “do not know”, and a subsequent open question seeking the reasoning behind the
selected answer to the closed question. In total, 385 participants completed
the closed question (99 % of survey respondents), and 292 participants
provided informative responses to the open question (67.5 % of survey
respondents).</p>
      <p id="d1e1568">Closed answers were coded numerically. Open answers were categorised through
thematic coding to enable analysis. The codes for thematic analysis were
derived iteratively as follows: first, the three authors of this paper
worked separately on open coding (i.e. inducing themes from the qualitative
answers to all questions). The three authors then had a series of workshops
to share identified codes, determine similarities or differences in our
codes, and then discuss and reconcile the identified themes, and both the
themes and their definition or scope agreed. The authors then worked
separately again to apply the codes across all qualitative answers (in
several cases, a single answer was double or triple coded). The lead author
then co-ordinated the codes, seeking consensus in the few cases of
disagreement between the applied codes.</p>

<?xmltex \floatpos{p}?><table-wrap id="Ch1.T5" specific-use="star"><?xmltex \currentcnt{4}?><label>Table 4</label><caption><p id="d1e1574">Codes identified for thematic analysis of participant
responses to an open question asking them to provide reasoning for the
answer they gave to the closed question “Do you associate shale gas with
earthquakes?” The codes are often directional, i.e. they are used to
reason why earthquakes may be associated with shale gas (positive – <inline-formula><mml:math id="M33" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula>) or why earthquakes may not be associated with shale gas (negative – <inline-formula><mml:math id="M34" display="inline"><mml:mo>↓</mml:mo></mml:math></inline-formula>). If the code is not directional, it is considered to be neutral (<inline-formula><mml:math id="M35" display="inline"><mml:mo lspace="0mm">↔</mml:mo></mml:math></inline-formula>).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="12cm"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Code</oasis:entry>
         <oasis:entry colname="col2">The reasoning provided to explain the participant's response to the closed question “Do you associate shale gas with earthquakes?” indicates that…</oasis:entry>
         <oasis:entry colname="col3">Dir.</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Evidence</oasis:entry>
         <oasis:entry colname="col2">There is evidence that shale gas extraction [causes, induces, or is associated with] earthquakes. <?xmltex \hack{\hfill\break}?>(Includes references to events in the USA; references to UK events are coded as below.)</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M36" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Blackpool</oasis:entry>
         <oasis:entry colname="col2">Any reference to the seismic sequences at Preese Hall in 2011 as evidence of the risk of earthquakes. (Includes references to Lancashire, Blackpool, Cuadrilla, or, more broadly, to UK events.)</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M37" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Inconclusive</oasis:entry>
         <oasis:entry colname="col2">There is currently not enough evidence to (conclusively) say whether or not shale gas extraction [causes, induces, or is associated with] earthquakes. (Includes reference to a need for further research or data to understand the positive and negative impacts, to improve technology, and so on.)</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M38" display="inline"><mml:mo>↔</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">No evidence</oasis:entry>
         <oasis:entry colname="col2">Shale gas extraction is not associated with (does not cause or induce or is not associated with) earthquakes.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M39" display="inline"><mml:mo>↓</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Knowledge</oasis:entry>
         <oasis:entry colname="col2">Respondent does not feel that they know enough about shale gas extraction to say, or they are on the fence.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M40" display="inline"><mml:mo>↔</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Media</oasis:entry>
         <oasis:entry colname="col2">Reference to the media coverage of shale gas extraction. <?xmltex \hack{\hfill\break}?>Phrases include “press”, “news”, “high profile”, “reporting”, “public concern”, “miscommunication”, “scaremongering”, “hype”, “anti-fracking activist”, and “anti-lobby”.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M41" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Fracturing rock</oasis:entry>
         <oasis:entry colname="col2">Shale gas extraction requires the reservoir rock to be hydraulically fractured. This process will release seismic energy. <?xmltex \hack{\hfill\break}?>Phrases include “inherent” or “obvious”, “fracturing rock”, “high-pressure fluids”, “stress change”, and “trigger”.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M42" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Wastewater</oasis:entry>
         <oasis:entry colname="col2">Shale gas extraction may not induce earthquakes, but the geological disposal of wastewater (associated with fracking) does. <?xmltex \hack{\hfill\break}?>Phrases include “wastewater”, “waste disposal” or “injection”, and “USA events”.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M43" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Reactivation</oasis:entry>
         <oasis:entry colname="col2">There is a risk that shale gas extraction may cause earthquakes because the process may reactivate existing fractures and faults which could cause seismicity.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M44" display="inline"><mml:mo>↑</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Magnitude</oasis:entry>
         <oasis:entry colname="col2">The magnitude of any seismic events related to fracking will be very small. <?xmltex \hack{\hfill\break}?>Phrases include “micro-” (“seismic” or “earthquake”), “tremor”, “low intensity” or “energy”, “tiny”, “cannot feel them”, “insignificant”, and “low consequence or impact”.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M45" display="inline"><mml:mo>↓</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Low risk</oasis:entry>
         <oasis:entry colname="col2">The risk that shale gas extraction [causes, induces or is linked with] earthquakes is very low. <?xmltex \hack{\hfill\break}?>Phrases include “is possible”, “rare”, “unlikely”, “low risk”, “minor”, “little impact”, and “not a significant risk”.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M46" display="inline"><mml:mo>↓</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Definition</oasis:entry>
         <oasis:entry colname="col2">Comments or questions how earthquake is defined.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M47" display="inline"><mml:mo>↔</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Regulation</oasis:entry>
         <oasis:entry colname="col2">The risk that shale gas extraction activities may cause earthquakes can be managed by appropriate regulation and monitoring. Includes references to regulation, appropriate regulation, enforcing regulation, and best practice. <?xmltex \hack{\hfill\break}?>Phrases include “monitoring”, “controllable”, and “manageable”.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M48" display="inline"><mml:mo>↓</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Normal</oasis:entry>
         <oasis:entry colname="col2">Any seismic activity that may be induced by shale gas extraction is no different to everyday background or other activities or industries, i.e. not unique to fracking.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M49" display="inline"><mml:mo>↓</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Site</oasis:entry>
         <oasis:entry colname="col2">Any risk posed by shale gas extraction is location or place specific. <?xmltex \hack{\hfill\break}?>Expressions include “determined by the geology of the region”, “the depth of the resource”, “the population”, etc.</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M50" display="inline"><mml:mo>↔</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e1901">Thematic analysis of all qualitative data derived a total of 26 themes, of
which 15 apply to answers about induced seismicity. These are shown in Table 4. Qualitative answers were coded as null if the content was irrelevant,
i.e. did not explain the rationale for the answer provided (the most common
example being a knowledge statement about the topic; for example, “I've
analysed this issue”or “I work on this topic”), or the meaning of the
response was ambiguous and could not be deciphered. Overall, 80 % of
respondents provided qualitative responses that were thematically coded.</p>
      <?pagebreak page316?><p id="d1e1904">We examine how these themes vary with job sector and knowledge level. Job
sector responses were grouped into academia, industry, civil service, and
other. Most of the 289 conference participants who completed the survey were
from industry (52 %) and academia (30 %), with only 12 % from the
civil service (3 % did not answer this question). Level of knowledge about
shale gas was inferred from a question about the primary sources of
information about shale gas, which 95 % of survey respondents answered.
Responses were grouped into no prior information, information from media
reports, expert reports, and academic research. We consider respondents
whose information sources include reports and academic papers to be the most
knowledgeable. The majority (81 %) of the conference attendees were in
this knowledge category, with 40 % obtaining information from academic
papers and 41 % from reports. In contrast, most (60 %) public talk
attendees sourced information about shale gas from the media.</p>
      <p id="d1e1907">The public cohort were not intended to represent the perspectives of the
general public. The surveys were completed at the end of a public talk and
discussion on the topic of shale gas, in which induced seismicity was
raised, and so these members of the public are both interested and informed, and, therefore,
cannot be a proxy for UK-wide attitudes and responses. Instead, the public
cohort allow us to examine answers for those who obtain the majority of
prior information, if any, through media sources (most conference attendees
do not fit this category). Public respondents were not asked about their
employment sector.</p>
      <p id="d1e1910">We compare results from our survey with those from the 10 University of
Nottingham YouGov surveys (O'Hara et al., 2016). While the Nottingham YouGov
surveys document a broad decline in the number of respondents that associate
shale gas with earthquakes (see Fig. 2), the results for the three surveys
undertaken in 2014, the period in which we undertook our surveys, do not
show any decline. We use average values from 2014 surveys (48 % do, 27 %
do not, and 25 % do not know) to represent UK-wide views, against which we
compare our results. For simplicity, we refer to these as the UoN 2014 surveys and results.</p>
</sec>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Survey results and analysis</title>
<sec id="Ch1.S3.SS2.SSS1">
  <label>3.2.1</label><title>Closed-question responses</title>
      <p id="d1e1929">In total, 55 % of survey respondents who answered the closed question, “Do you associate shale gas with earthquakes?”, with
“do” associate shale gas with earthquakes, 37 % “do not”, and 7 % “do not know” (Fig. 3a).
Compared to public attitude surveys asking the same question throughout
2014, our survey finds that more respondents “do” (<inline-formula><mml:math id="M51" display="inline"><mml:mo lspace="0mm">+</mml:mo></mml:math></inline-formula>7 %) and “do not” (<inline-formula><mml:math id="M52" display="inline"><mml:mo lspace="0mm">+</mml:mo></mml:math></inline-formula>10 %) associate shale gas with earthquakes and far fewer “do not know” (<inline-formula><mml:math id="M53" display="inline"><mml:mo lspace="0mm">-</mml:mo></mml:math></inline-formula>18 %). Overall, our
respondents are much more decided than the general public (see Fig. 2;
O'Hara et al., 2016). Of our cohort, we find more participants from
professional conferences and events that are about, or have sessions about,
shale gas “do” associate shale gas with earthquakes (58 %) than participants attending public talks (48 %; Fig. 3b).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e1955"><bold>(a)</bold> Comparing the results of our surveys with UK-wide
results from 2014 (UoN 2014; O'Hara et al., 2014), we find that, while results for those who  “do” associate shale gas with earthquakes (orange) for both surveys are similar, our survey results have more “do not” (blue) and much fewer “do not know” answers (grey). <bold>(b)</bold> Participants from professional fora (conferences and events – pale green) associate earthquakes with shale gas more than participants from
public talks on shale gas (green). Results are compared to UK-wide results
from 2014 (UoN 2014; O'Hara et al., 2014; dark green). <bold>(c)</bold> To gauge knowledge levels of our survey participants, we asked respondents to select where they source their information from about shale gas, which we used as a proxy for their level of knowledge, with “research papers” indicating the greatest knowledge and “no previous information” indicating the least prior knowledge. There is no overall trend to the results, suggesting that answers are not simply determined by knowledge level. In fact, those who obtain information from research present an equally polarised response, which is different to information from reports and the media, where the dominant answer is that earthquakes are associated with shale gas. The only group to report that shale gas is not associated with earthquakes is the small sample of respondents that obtained no information about shale gas prior to attending the event where they completed the survey. <bold>(d)</bold> The majority (83 %) of participants recruited at conferences and events (<inline-formula><mml:math id="M54" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">272</mml:mn></mml:mrow></mml:math></inline-formula>) represent industry and academia (public participants
were not asked about their job sector). We observe some differences in closed-question responses between the different sectors; while the majority of
participants from academia, the civil service, and other sectors
predominantly report that earthquakes are associated with shale gas,
industry participants are split almost 50 : 50 between those who do and do not associate shale gas with earthquakes. Very few of those from industry and academia (<inline-formula><mml:math id="M55" display="inline"><mml:mo lspace="0mm">∼</mml:mo></mml:math></inline-formula> 5 %) answer that they do not know.</p></caption>
            <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021-f03.png"/>

          </fig>

      <p id="d1e1994">We observe no systematic trend between the closed-answer responses and the
level of participant knowledge about shale gas, except that the higher the
knowledge levels, the fewer “do not know” responses were recorded. Yet there are differences in responses (Fig. 3c); those who obtain their information from the media and reports are more likely to answer that they “do” associate shale gas with earthquakes, a higher proportion of those with no knowledge of the topic “do not”, and the most
knowledgeable groups have equal proportion of respondents “do” and “do not” associate
shale gas with earthquakes. When grouped into experts and nonexpert groups
(those who source information from research and reports, and those who had
no prior information or obtained information from the media, respectively),
56 % of experts (<inline-formula><mml:math id="M56" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">276</mml:mn></mml:mrow></mml:math></inline-formula>) associate shale gas with earthquakes and 39 %
do not. These proportions are very similar to nonexperts (<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">109</mml:mn></mml:mrow></mml:math></inline-formula>), where
53 % do and 33 % do not, and are in fact very similar to the views of
UK-wide public in 2013 (see Fig. 2). However, grouping in this way masks a
difference in responses between those who obtain information from research
articles and those who use reports. For the latter, shale gas is
predominantly associated with earthquakes, (64 % do; 31 % do not)
whereas, for the former, there is a fairly even split (49 % do; 47 % do
not; Fig. 3c). Respondents who source information from research articles
are not undecided, and their views are apparently polarised.</p>
      <p id="d1e2022">The only group that predominantly do not associate shale gas with
earthquakes are those with no prior knowledge of shale gas, although this
sample is very small (<inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">16</mml:mn></mml:mrow></mml:math></inline-formula>). Our results present a more nuanced view than
the results of Andersson-Hudson et al. (2016), who find that those with
more knowledge about shale gas are more likely not to associate shale gas
with earthquakes.</p>
      <p id="d1e2037">It would be fair to presume that most academics would source their
information from research papers, and so it is interesting that the results
for this job sector present quite different results (Fig. 3d). Two response
profiles emerge from job sector results: the majority of academics and civil
service workers (65 % and 68 % respectively) “do” associate earthquakes with
shale gas, and a much smaller proportion “do not” (28 %, 21 %, respectively).
In contrast industry respondents present an even mix of views (51 % do;
46 % do not), similar to those that obtain information from research
articles.</p>
</sec>
<sec id="Ch1.S3.SS2.SSS2">
  <label>3.2.2</label><title>Open-question responses</title>
      <p id="d1e2048">Thematic analysis of the open responses that provided reasoning for
participants' closed answer to the question, “Do you associate shale gas with earthquakes?”, identified 15 codes, which are
shown in Table 5; a thematic code definition is listed in Table 4. Often
multiple codes apply to a given answer, and so, in total, there are 443 codes
for the 292 qualifying responses. Codes are ranked for frequency in Table 5. The six most frequently used codes are identified over 30 times in
participant responses, and these themes are examined in more detail in
Table 6.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T6" specific-use="star"><?xmltex \currentcnt{5}?><label>Table 5</label><caption><p id="d1e2054">The frequency of use of different thematic codes in the
reasoning provided for participants' answers, showing total number of times
the code was applied and, in parentheses, the percentage relative to the number of responses in that category (“do”, “do not”, and “do not know”). High-frequency codes
are coloured pale yellow (<inline-formula><mml:math id="M59" display="inline"><mml:mo lspace="0mm">≥</mml:mo></mml:math></inline-formula> 10 %) and yellow (<inline-formula><mml:math id="M60" display="inline"><mml:mo lspace="0mm">≥</mml:mo></mml:math></inline-formula> 20 %), respectively. For each one answer (reasoning) there could be more than one code. In the final row, codes are ranked for frequency, and the six codes that occur over 30 times are coloured in blue. These themes are examined in detail in Table 6.</p></caption>
  <?xmltex \igopts{width=412.564961pt}?><graphic xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021-t05.png"/>
</table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T7" specific-use="star"><?xmltex \currentcnt{6}?><label>Table 6</label><caption><p id="d1e2079">Code frequency and <bold>(a)</bold> different information sources (for all participants) and <bold>(b)</bold> employment sector (for conference attendees) for the six most frequent codes (organised from left
to right in order of code frequency). Information sources in panel <bold>(a)</bold> include no source (–), media (M), reports (R), and (A) research (academic) papers. Information in panel <bold>(b)</bold> about the employment sector was asked for conference attendees only and includes academia (A), industry (I), civil service (CS), and other (O). The count for each code is normalised to the total count for that code. These values are then colour coded, as shown in the key, to indicate where codes are used by particular knowledge or employment groups or to support particular answers.</p></caption>
  <?xmltex \igopts{width=441.017717pt}?><graphic xlink:href="https://gc.copernicus.org/articles/4/303/2021/gc-4-303-2021-t06.png"/>
</table-wrap>

      <?pagebreak page317?><p id="d1e2100"><?xmltex \hack{\newpage}?>Themes relating to magnitude were raised most often, occurring in 40 % of
participant responses. Indeed, the magnitude theme accounted for over a quarter of
the total number of codes applied across all open responses (Table 5),
inclusive of knowledge level or job sector (Table 6). The code is equally
prevalent across reasoning to support “do” and “do not” responses but less frequent
for “do not know” answers (where, unsurprisingly, inconclusive and knowledge themes become important, even though the
sample is very small).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T8" specific-use="star"><?xmltex \currentcnt{7}?><label>Table 7</label><caption><p id="d1e2107">Example of the open responses to illustrate how the most common
codes are used to defend the range of participant responses to whether or
not they associate shale gas with earthquakes. “Magnitude” is generally used to defend “do” and “do not” answers, “risks” is used for all responses, whereas “media” most often
applies to “do” answers. “Normal” and “definition” codes tend to be applied to “do not” answers.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="justify" colwidth="1.5cm"/>
     <oasis:colspec colnum="3" colname="col3" align="justify" colwidth="11.5cm"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Closed <?xmltex \hack{\hfill\break}?>response</oasis:entry>
         <oasis:entry colname="col3">Example open responses (in quotes) provided to explain the participant's answer to the closed question, “Do you associate shale gas with earthquakes?”</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Magnitude</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Do</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“The earthquakes associated with shale gas are very small” and will be “micro-seismic earthquakes that won't be felt”, “small magnitude events”, or “minor tremors”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2"><?xmltex \hack{\mbox\bgroup}?>Do not know<?xmltex \hack{\egroup}?></oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“Major earthquakes [are] probably unlikely”; fracking may cause “seismic activity but not quakes”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Do not</oasis:entry>
         <oasis:entry colname="col3">“There may be possible tremors – not earthquakes”, events will be “mostly unfelt, very small events”, or there a “very few cases [with] little intensity”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Low risk</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Do</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Shale gas “can trigger earthquakes but very rarely”; it “has the potential to induce seismic activity, but the risk is not significant”, and “any induced seismicity [has] small consequences”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2"><?xmltex \hack{\mbox\bgroup}?>Do not know<?xmltex \hack{\egroup}?></oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“It is probably unlikely that fracking triggers major earthquakes”, there is “probably an association but the risk is relatively trivial”, and earthquakes might be associated “with a tiny minority of shale [operations – they are] not an intrinsic by-product”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Do not</oasis:entry>
         <oasis:entry colname="col3">“Seismicity risks are minimal and manageable”, “insignificant”, “very low”, “unimportant”, and so people “do not consider it [to be] a significant hazard”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Media</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Do</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Earthquakes are associated with shale gas due to “publicity”, “media reports”, and “media portrayal and local campaign group resources”. Responses also include judgement statements such as “thanks to the media, I associate fracking with [earthquakes], but I do not agree”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2"><?xmltex \hack{\mbox\bgroup}?>Do not know<?xmltex \hack{\egroup}?></oasis:entry>
         <oasis:entry rowsep="1" colname="col3">The “media and other bias form of reporting on shale gas give this impression; however, I do not know of any evidence of the link”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Do not</oasis:entry>
         <oasis:entry colname="col3">“Earthquakes” are associated publicly with shale gas thanks to inaccurate media reporting”, “while I do not [associate shale gas with earthquakes], from media alone I would”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Normal</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Do</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“We have a lot of evidence of Earth tremors associated [with shale gas], but these are … comparable to historic mining activity in the UK”.</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Do not</oasis:entry>
         <oasis:entry colname="col3">“Earthquakes can be induced from many different types of industrial processes”, “numerous unfelt earthquakes occur daily, and [there are] only a select few examples of fracking caused felt earthquakes”; “any earthquakes from shale gas will be negligible versus natural seismicity”.</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Definition</oasis:entry>
         <oasis:entry rowsep="1" colname="col2">Do</oasis:entry>
         <oasis:entry rowsep="1" colname="col3">“Fracking causes micro-seismicity; in rare occasions they cause earthquakes. Where is the transition between micro-seismic [events] and earthquakes?” Fracking does “create micro-seismicity … [but] not on the scale you would call an earthquake”. The terms “`Earth tremors' or `seismic events' [are] more appropriate than `earthquake'.”</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry rowsep="1" colname="col2"><?xmltex \hack{\mbox\bgroup}?>Do not know<?xmltex \hack{\egroup}?></oasis:entry>
         <oasis:entry rowsep="1" colname="col3">Fracking might cause “tremors but not specifically earthquakes”. “I think of earthquakes as being of natural origin.”</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Do not</oasis:entry>
         <oasis:entry colname="col3">“I do not think the minor, largely insensible tremors associated with shale gas merit the term `earthquake'.” “Seismicity”, “tremors”, and “micro-seismicity” “is not an earthquake.”</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p id="d1e2309">The “magnitude” theme illuminates uncertainty in what is understood to be an
earthquake and raises questions around terminology. This is best
illustrated using example answers from this theme, as shown in Table 7.
Participants who “do” or “do not” associate shale gas with earthquakes explain that
the earthquakes will be small. Participants who “do not know” also refer to the size of
the earthquake. There are examples in the rationale provided for all three
closed-answer responses that indicate that the seismicity that they
associate with shale gas are not “earthquakes”, but are instead “tremors”,
“events”, “micro-seismic”, or some other term. Thus, we find that respondents
provide the same reasoning to support different closed answers, i.e. earthquakes
are small, and/or the term earthquake is not appropriate. Other common codes
include “low risk” and “media”. Responses coded<?pagebreak page318?> as low risk refer to low risk, low likelihood, or low
consequence (Table 7), and the low risk rationale is provided to explain closed
responses for all three categories (“do”, “do not”, and “do not know”). That is, whether respondents “do” or
“do not” associate shale gas with earthquakes or they “do not know”, they consider the risk to be “insignificant”, “minimal”, “unimportant”, “very low”, and so on. In
contrast, the term media is used mostly to describe reasons for answering “do”, alongside
reference to the Blackpool (Preese Hall) seismic events, and the rationale
that fracturing rock inevitably releases seismic energy, and so fracking and earthquakes are
associated by definition. Where the media theme is used for “do not” responses, often
the respondent is expressing judgement about the accuracy or veracity of
media claims.</p>
      <p id="d1e2312">Moreover, two additional themes are identified in the rationale for “do not” responses.
First, the argument that any earthquakes associated with shale gas
extraction will be no more significant than other everyday background
seismicity or industry processes, and so is considered to be “normal”. This code is
unique in that it is used mostly to support “do not” responses. Furthermore, in their
reasoning for “do not” responses, a number of participants raise questions about
how the term earthquake is defined. Themes around earthquake definition also arise within
rationale for “do not know” responses (Table 7), with the same questions being raised
regardless of the answer, i.e. “What is the difference between micro-seismic event and an earthquake?”. Some respondents confidently assert that
micro-seismic events or<?pagebreak page320?> tremors are not earthquakes, others indicate that
earthquakes refer to “natural” seismic events (similar to comments made by
the Citizens' Jury participants reported in Bryant, 2016).</p>
      <p id="d1e2315">Results presented in Table 6 indicate that neither knowledge level nor job
sector have any significant influence on the themes raised in open
responses. We observe only two small trends; participants from industry tend
to appeal to media themes more than other sectors, and academics are more likely
to refer to Blackpool events, (i.e. the Preese Hall events), as an indicator that
earthquakes are associated with shale gas development.</p>
</sec>
<sec id="Ch1.S3.SS2.SSS3">
  <label>3.2.3</label><title>Language and terminology</title>
      <p id="d1e2326">A theme that is applied in particular to the rationale for “do not” answers refers to the definitions of earthquakes, indicating that different phrases are more appropriate, depending on the scale, size, or magnitude of the seismic event. We examine the language used within participants' open responses to determine whether there are any language preferences amongst different answers or different survey groups.</p>
      <p id="d1e2329">Participants used a range of terms to describe or refer to earthquakes.
Similar words are used to describe earthquakes in responses for both “do” and “do not” closed answers, though there is some indication that words like “seismic” and
“tremor” are used more for “do not” responses. We find that more knowledgeable participants
(experts – those who obtain information from reports and peer-reviewed
publications) are 4 times more likely to use phrases such as
“seismicity” and “minor” than less knowledgeable respondents. In terms of job category
(conference participants only), academics use the phrase “earthquake” far more than
those employed in other sectors, and civil service employees prefer
“tremor” rather than “micro-” or “induced” seismicity, and more often refer to the “energy” of the event.</p>
      <p id="d1e2332">Moreover, an undercurrent theme to all the open responses was to critique the
question that they were asked, which was about the perceived association between shale gas and earthquakes. As noted in the previous section, many
participants raised questions about the phrase “earthquake”, claiming it was “too strong” and
that any seismicity that might arise from shale gas development would not be
“earthquakes” but “tremors” or “micro-earthquakes”. Others preferred to mention earthquake consequences in terms
of felt or not felt or damage inducing or not. Several participants
critiqued the use of the phrase “shale gas”, mentioning that they did not
associate shale gas with seismicity, but they do associate the hydraulic fracturing technique (by which shale gas is
extracted) with seismicity. Others note that the question is leading.
Finally, most of the respondents that raised themes relating to the code
“low risk” were essentially communicating that, whether they “do” or “do not” associate shale gas
and earthquakes, it does not concern or worry them (see Table 7). These
statements make clear that, for our sample, associating earthquakes with
shale gas does not necessarily indicate concern about hydraulic-fracturing-induced
seismicity.</p>
</sec>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Discussion</title>
      <p id="d1e2345">The results from our survey reflect a snapshot of participant views from
2014 about hydraulic-fracturing-induced seismicity. Furthermore, our results
show perspectives from the UK only, a country with low background seismic
activity, and for English language use. The results were not intended to
inform whether or not people associate earthquakes with shale gas but,
rather, to explore the underlying rationale for the apparent differences in
perspectives on the topic, particularly between experts and nonexperts. It
is important to acknowledge that perspectives of both experts and members of the public
are likely to have evolved in the time since the surveys were run.
Preston New Road is the only shale gas hydraulic fracturing activity in
Europe that has been undertaken since our surveys were conducted in 2014;
many countries, including Scotland, had moratoria in place during this period,
and, once the moratorium in England was lifted in 2012, it took several
years to obtain planning permissions to enable activities to commence at the
Preston New Road site, followed by repeated suspension of hydraulic
fracturing activities (see Sect. 1.2). We cannot postulate whether the rationale for the
answers provided by participants might have changed in light of these
developments in the UK or internationally, including other incidences of
felt seismicity induced by hydraulic fracturing around the world (Verdon
and Bommer, 2021) and subsequent advances in our understanding of induced
seismicity and remaining knowledge gaps (Schultz et al., 2020). Nonetheless,
our study presents, for the first time, how language ambiguity around
seismicity complicates understanding of perceived risks and sheds light on
the apparent differences in views on the matter in 2014. Furthermore, advances
in knowledge and understanding on topics of public interest is common, but
presents additional communication challenges, in particular around the
communication of uncertainty (NASEM, 2017). Our findings suggest that
language ambiguity around hydraulic-fracturing-induced seismicity posed
additional difficulties for understanding and communicating stakeholder risk
perception and may have confounded risk communication.</p>
      <p id="d1e2348">Expertise is an ambiguous quality with multiple dimensions that can be
difficult to assess (Lightbody and Roberts, 2019). Many of our survey
respondents were attending professional fora about shale gas and, therefore,
might be considered to have expertise on the topic. Those who attended
public lectures on hydraulic fracturing could be said to be informed (and
engaged) members of the public. Accordingly, we find that our survey participants are, on
the whole, much more decided about shale-as-induced seismicity than the UK
general public (based on the University of Nottingham surveys, as reported in
O'Hara et al., 2016). Of the<?pagebreak page321?> relatively few participants in our survey who
answered “do not know”, their response did not necessarily reflect lack of knowledge;
several explained that the evidence was inconclusive or questioned the
definition of “earthquake”. Survey respondents who attended public events and
who answered “do not know” were more likely to express that they lack knowledge on the
topic, and so we could conjecture that this is the likely rationale when the UK
public answer “do not know”. A fourth closed-answer category of “undecided” or “it depends” would capture
these differences.</p>
      <p id="d1e2351">On one hand, fewer “do not know” responses might be expected of those working in shale
gas topics or attending public lectures on shale gas, given that they are
knowledgeable about the topic, and reports at the time conclude that risk of
earthquakes from hydraulic fracturing is low (see Sect. 2.1). On the other
hand, fewer “do not know” responses might be somewhat surprising, given that experts are
expected to have strong grasp of uncertainty within their field (e.g.
Landström et al., 2015), and a range of dependencies are provided in the
qualitative responses. Furthermore, it is now understood that the occurrence of
felt seismicity from hydraulic fracturing is highly site specific (Butcher
at al., 2017; Schultz et al., 2020; Verdon and Bommer, 2021) and that
“methods for predicting event maximum and magnitude … cannot be
viewed as reliable” (OGA, 2019, p. 3). Perhaps the certainty in expert views
on shale gas and earthquakes also reflects their motivations, such as
support for the resource. While we cannot test this using our data, we do
note that over 90 % of the most knowledgeable participants in our study
supported shale gas exploration compared to <inline-formula><mml:math id="M61" display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 50 % of the UK
public in 2014 (O'Hara et al., 2016).</p>
      <p id="d1e2361">The proportions of those who do associate earthquakes with shale gas vary
according to different factors including the fora being attended
(professional or public), the sources of information used to obtain
information about shale gas (outside of the event they were attending,
expert reports vs. academic papers vs. media) and job sector (academic,
industry, and civil service); in every case, the closed survey results are
bimodal. While this might be interpreted as showing polarisation of views
amongst both experts and the public, by examining the underlying rationale for the
answers provided by our participants, we find this not to be the case.
Language ambiguity leads to differences in understanding of what defines or
constitutes an earthquake and what is meant by “associating” earthquakes
with shale gas. As a result, participants with similar underlying views or
rationale give different responses to the closed question.</p>
      <p id="d1e2365">Regardless of whether our respondents do or do not associate earthquakes with
shale gas, qualitative answers most commonly express uncertainty around what
magnitude of seismic event is understood to be an earthquake. In particular,
those who do not associate earthquakes and shale gas question the definition of
an earthquake. The term earthquake (the phrase used in the survey question) is clearly
felt to be ambiguous by our survey respondents. Similar language ambiguities
are expressed by experts interviewed by Lampkin (2019), in which one said,
“I would call them tremors, not earthquakes; they are very, very small” and another asserted that “people who talk of earthquakes are sort of over-egging [overdoing] it a bit”.</p>
      <p id="d1e2368">So, what constitutes an earthquake? Is it wrong or, indeed, “over-egging it” to describe a
<inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M63" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 2 event as an earthquake? Technically, it is not (Kendall et
al., 2019). In which case, how should earthquakes be described? There are
multiple scales with which to describe the size or properties of
earthquakes, including different scales of magnitude and energy release.
However, there is no common descriptive scale to define whether an event is
a tremor, a micro-earthquake, small or large, or felt. “Tremor” has been used
to refer to low-frequency earthquake signals (Shelly et al., 2007), and
terms such as “micro-” or “nano-seismicity” often refer to the frequencies of
the seismic energy. The degree to which an earthquake is felt is captured by
the European Macroseismic Scale, which includes classifications such as
not felt, scarcely felt, weak, and largely observed. Bohnhoff et al. (2010) summarises terminology based on magnitude,
including <?xmltex \hack{\mbox\bgroup}?>micro-,<?xmltex \hack{\egroup}?> small, moderate, and large. Eaton et al. (2016) recognise the need for a
terminology framework for induced seismicity, particularly to unify
regulations in different jurisdictions, and propose that “earthquakes” and
“seismic events” should be distinguished by being felt or not and,
therefore, should refer to events <inline-formula><mml:math id="M64" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> <inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2 and <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M67" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> 2, respectively. The UK OGA traffic light system
infographic (Fig. 1) describes
seismicity as being not felt, usually not felt, minor, light, moderate, strong, major, and great.</p>
      <p id="d1e2430">In our study, we have not encountered any consistent use of such language
when describing and reporting hydraulic fracturing seismicity, i.e. there is
no common descriptive scale and certainly none that translates into common
language and understanding, even among experts. We find that, while expert
reports commonly refer to “earthquakes”, “seismicity” and “events”, many use additional qualifiers to communicate the scale of the event by using terms such as “small” or “tiny”, distinguishing between “felt” or “perceived” events, or by referring to the consequences of the seismicity using terms such “tremors” or “vibrations” (Table 7). Importantly, none of the
reports that we reviewed lay out what is meant by these different phrases,
though some specifically refer to felt seismicity and stipulate that felt
seismicity is generally considered to be above <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2. We recommend that
public-facing reports define technical or descriptive terminology.</p>
      <p id="d1e2444">Similarly, our survey respondents include indicators of size, risk, and
impacts in their qualitative answers. They might select that they do associate shale gas with earthquakes but explain that “any induced seismicity would be small or rare”, or they may select that they do not associate shale gas with earthquakes because “any induced seismicity would be small or rare” (see Table 7).
Thus, whether or not a respondent associates shale gas with earthquakes does
not reflect<?pagebreak page322?> the perceived risk of seismicity. We posit that, had a definition
of what was meant by the term earthquake been presented in the survey (e.g.
the release of seismic energy or seismic events with magnitude greater than
2 <inline-formula><mml:math id="M69" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), the answers to the closed question would have been in much
greater agreement.</p>
      <p id="d1e2458">These findings raise crucial questions around what constitutes an earthquake
and to whom and how language is used to describe and communicate geological
phenomena. A second important aspect that our work highlights is the need to
apply caution when using ambiguous terminology such as “earthquake” in
reports or surveys without defining the meaning of the phrase. But here,
there are interesting tensions or trade-offs. Terms such as “earthquake” or
“tremors” might be used to avoid jargon, as they are considered to be widely
understood. However, as we show, what exactly constitutes an earthquake or
tremor is not well defined, and so the use of these terms could lead to
equivocal results. And these ambiguities might vary geographically too; the
UK is a country of low natural background seismicity, and so while a
<inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> 2 event might be considered an earthquake by the UK public, in
regions with higher background activity, other terms might be preferred.</p>
      <p id="d1e2472">But if our study finds that associating shale gas with earthquakes does not necessarily
indicate concern about the risk of earthquakes, what might this mean for
understanding the public's views on induced seismicity? Do closed surveys with
few questions or options capture the level of concern about induced
seismicity? Or might the use of the term “earthquake” cause uncertainty in
the responses? Might participants be answering the same question differently
depending on what they interpret “earthquake” to mean? These issues
highlight the limitations of closed questions in surveys; such questions
are, by their nature, constrained, which can bring limitations – including
susceptibility to framing effects (Schuman and Scott, 1987; Gaskell et a
al., 2017) – which are recognised by Howell (2018). This is not to undermine
closed survey research nor the results of studies we examined; there are
strengths and weaknesses to all research methods, including open survey
questions (Schuman and Scott, 1987), which researchers will carefully
consider during the research design, execution, and analysis. But, altogether,
this raises important questions around the methods used to capture,
understand, and communicate stakeholder perspectives. Might it be that, for
comprehensive understanding of complex topics we must look to multi- or mixed-method approaches (e.g. Walker and Baxter, 2019)?</p>
      <p id="d1e2476">Unlike the UK's traffic light system (Fig. 1), public risk tolerances of induced
seismicity will not simply relate to event magnitude; as we have outlined,
there are other important complicating and competing factors at play
(Evensen, 2018; Trutnevyte and Ejderyan, 2018; Szolucha, 2019).
Understanding risk perception and tolerances, influencing factors, and values
is important for public participation in socio-scientific decisions (Dietz,
2013; Stern and Fineberg, 1996). As such, our findings about language
ambiguity around induced seismicity have implications for science
communication and understanding of stakeholder preferences and perceptions
of risk. These implications are relevant across a range of different
geological and energy engineering technologies, many of which play a
critical role in delivering a sustainable future (Stephenson et al., 2019).
We propose that a shared language to describe earthquakes should be
developed and adopted to enhance communication around induced seismicity
amongst all stakeholders. Such an approach is common in risk communication and
management practice (Fischhoff, 2013) and has recently been called for by a
community of UK shale gas researchers and practitioners (Brown et al.,
2020). It supports communication and, as put by Trutnevyte and Ejderyan (2018), without such a framework, experts must develop their communication
approaches based on intuition and learning by doing<fn id="Ch1.Footn3"><p id="d1e2479">These
experiences are often described by practitioners as being “at the coal face” or “on the front line”, indicating the challenging pressured environment for learning.</p></fn>. As noted previously, language frameworks for seismicity exist
(such as the European Macroseismic Scale; Johnston, 1990; Bohnhoff et al., 2010,
and so on), but we find these are not in common use. While a language
framework might facilitate risk communication, it would not resolve
communication and risk tolerance challenges around induced seismicity. Any
risk communication strategy must be individual to project, place, and
context, as well as being sensitive to issues of environmental and social equity
and justice and heritage in which geoenergy is involved (Trutnevyte and
Ejderyan, 2018). The perceived risk may be greater for some technologies
over others (Knoblauch et al., 2018) and may evolve with time. However, the
framework should establish a common understanding through language, which is
critical for dialogue on topics of public and political interest. It is
increasingly understood that sustainable development requires shared
decision-making pathways for which communication approaches that support
stakeholders in speaking – and hearing – the same language are valuable.</p>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <label>5</label><title>Conclusions</title>
      <?pagebreak page323?><p id="d1e2492">This work has explored expert and nonexpert perspectives on the risk of
induced seismicity from shale gas exploration in the UK. We find that a range
of terminologies have been inconsistently used to describe seismic events to
communicate the risk of induced seismicity from hydraulic fracturing for shale
gas. Such language ambiguity has muddled our ability to understand the
perceived risk of induced seismicity and hydraulic fracturing amongst
stakeholders, raising questions around what constitutes an earthquake and for
whom? Our insights present important implications for research,
communication, and decision-making on any uncertain, complex, or sensitive
topic. The immediate and long-lasting repercussions of using “fracking bad
language” is likely amplified by the political and environmental
sensitivities around the shale gas sector, as well as a lack of familiarity of
seismicity (natural and induced) to UK stakeholders. At its simplest, this
research presents a reminder of the importance of clearly defining technical
and descriptive terms, whether in expert reports, policy documents, or
surveys. We suggest that a shared language to describe earthquakes should be
developed and adopted to improve the understanding of perceived risks and to
facilitate risk communication within and between expert and nonexpert
stakeholders. Our findings are relevant to numerous geoscience applications,
since many subsurface technologies deemed critical to a low carbon future could present risk of induced seismicity.</p>
</sec>

      
      </body>
    <back><notes notes-type="specialsection"><title>Ethical statement</title>
    

      <p id="d1e2501">This research complied with the Ethics Policy and Procedure of the University of Strathclyde. Ethics approval was granted for the survey research.</p>
  </notes><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e2507">Full survey data are available at <ext-link xlink:href="https://doi.org/10.15129/a7a906c5-a77e-4a1c-b495-a2d441458d1d" ext-link-type="DOI">10.15129/a7a906c5-a77e-4a1c-b495-a2d441458d1d</ext-link> (Roberts et al., 2021).</p>
  </notes><notes notes-type="authorcontribution"><title>Author contributions</title>

      <p id="d1e2516">JJR led the research design, data collection, analysis, and writing of this research, with CEB, in particular, and ZKS contributing to all aspects of the paper.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e2522">The authors declare that they have no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e2528">We thank all conference and event organisers for supporting our work, as
well as survey participants. We also thank Stella Pytharouli, James
Verdon, and Stephen Hicks, for their insights into earthquake magnitudes
and seismological terminology, and Juan Alcalde for comments about
language nuance and translation. We would also like to thank Brigitte
Nerlich for the early discussion about the relevance of this work.</p></ack><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e2533">This paper was edited by Beth Bartel and reviewed by Mark Ireland and two anonymous referees.</p>
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    <!--<article-title-html>Fracking bad language – hydraulic fracturing and earthquake risks</article-title-html>
<abstract-html><p>Hydraulic fracturing, or fracking, is a borehole stimulation technique used
to enhance permeability in geological resource management, including the
extraction of shale gas. The process of hydraulic fracturing can induce
seismicity. The potential to induce seismicity is a topic of widespread
interest and public concern, particularly in the UK where seismicity induced by hydraulic fracturing has halted shale gas operations and triggered moratoria. Prior to 2018, there seemed to be a disconnect between the conclusions of expert groups about the risk of adverse impacts from
hydraulic-fracturing-induced seismicity and the reported level of public
concern about hydraulic fracturing induced seismicity. Furthermore, a range of terminology was used to describe the induced seismicity (including tremors,
earthquakes, seismic events, and micro-earthquakes) which could indicate the
level of perceived risk. Using the UK as a case study, we examine the
conclusions of expert-led public-facing reports on the risk (likelihood and
impact) of seismicity induced by hydraulic fracturing for shale gas
published between 2012 and 2018 and the terminology used in these reports.
We compare these to results from studies conducted in the same time period
that explored views of the UK public on hydraulic fracturing and
seismicity. Furthermore, we surveyed participants at professional and public
events on shale gas held throughout 2014 asking the same question that was
used in a series of surveys of the UK public in the period 2012–2016, i.e.
<q>do you associate shale gas with earthquakes?</q>. We asked our participants
to provide the reasoning for the answer they gave. By examining the
rationale provided for their answers, we find that an apparent polarisation
of views amongst experts was actually the result of different
interpretations of the language used to describe seismicity. Responses are
confounded by the ambiguity of the language around earthquake risk, magnitude, and
scale. We find that different terms are used in the survey responses to
describe earthquakes, often in an attempt to express the risk (magnitude,
shaking, and potential for adverse impact) presented by the earthquake, but that
these terms are poorly defined and ambiguous and do not translate into
everyday language usage. Such <q>bad language</q> around fracking has led to
challenges in understanding, perceiving, and communicating risks around
hydraulic-fracturing-induced seismicity. We call for multi-method approaches
to understand the perceived risks around geoenergy resources and suggest that
developing and adopting a shared language framework to describe earthquakes
would alleviate miscommunication and misperceptions. Our findings are
relevant to any applications that present – or are perceived to present – the
risk of induced seismicity. More broadly, our work is relevant to any topics
of public interest where language ambiguities muddle risk communication.</p></abstract-html>
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